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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

225 North Highway 67, Cedar Hill, TX 75104 • United States

721 W Beltline Rd, Desoto, TX 75115 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Dallas TX 06/2005 01/2018
J.P. Morgan Securities Llc Cedar Hill TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Cedar Hill TX 01/2018 Present
  • 06/2005 → 01/2018
    Jp Morgan Chase
    Dallas, TX
  • 10/2012 → Present
    Cedar Hill, TX
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Cedar Hill, TX
Previous Registrations
  • 2009-05-07 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Lancaster, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-03
S63 Uniform Securities Agent State Law Examination 2001-08-20
  • S65 Uniform Investment Adviser Law Examination
    2009-04-03
  • S63 Uniform Securities Agent State Law Examination
    2001-08-20

View on SEC IAPD

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