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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-04 |
| TX | RA | APPROVED | 2008-09-18 |
Branch Locations
610 Uptown Blvd Suite 2000, Cedar Hill, TX 75104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend And Kent, Icn | Dallas | TX | 08/2004 | Present |
1)INSURANCE BROKERAGE - DBA: PENN MUTUAL WEALTH STRATEGIES, INVESTMENT-RELATED, 610 Uptown Blvd, Suite 2000, Cedar Hill, TX, USA, 75104, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: AUGUST 2004, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: OMEGA FINANCIAL GROUP | POSITION HELD: AGENT |ADDRESS: 7458 JAGER COURT, CINCINNATI, OHIO 45230 | START DATE: 9/15/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SPLIT BUSINESS ON CASE BY CASE BASIS IN STATES LICENSED & REGISTERED. SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES THROUGH RIA, WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. IN ADDITION, WE OFFER OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC., A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-09 |
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