Lakshmi Nagarajan

Current Employers

Employment History

• 06/2011 → 02/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2011 → 02/2018
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2018 → Present
  Lpl Financial Llc
  Clifton Park, NY
• 02/2018 → 12/2024
  Stratos Wealth Partners, Ltd (Dba: Holistic Wealth Advisors)
  Clifton Park, NY
• 12/2024 → Present
  Holistic Wealth Advisors
  Clifton Park, NY

Previous Registrations

• 2018-02-16 → 2024-12-23
  Stratos Wealth Partners, Ltd
  Clifton Park, NY
• 2015-01-06 → 2018-02-15
  Cetera Investment Advisers Llc
  Clifton Park, NY
  Clifton Park, NY
• 2012-11-08 → 2014-10-29
  Holistic Private Wealth, Llc
  Clifton Park, NY
• 2005-09-16 → 2012-12-31
  Cetera Investment Advisers Llc
  Schaumburg, IL
  Clifton Park, NY
  Stamford, CT
  Clifton Park, NY

Other Businesses

1) 02/15/2018 - Holistic Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2) 2/15/2018 - The Albany Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - 4 Hours Per Month During Securities Trading - Time Spent 1% - LTC, Life, Fixed Annunity. 3) 4/10/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/13/2018 - 10 Hours Per Month During Securities Trading 4) 08/07/2023 - AIB Advisors Insurance Brokers - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/27/2023 - 5 Hours Per Month/ 5 Hours During Trading 5) 12/19/2024- Holistic Wealth Advisors- Registered Investment Advisor-I provide investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2204. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - INV Related- At Reported Business Location(s) - Start date 12/18/2024- 20 Hours Per Month- 20 Hours Per Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-12
• S63 Uniform Securities Agent State Law Examination
  2001-08-27

Designations