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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-06-03 |
| AR | RA | APPROVED | 2015-05-15 |
| KS | RA | APPROVED | 2015-05-15 |
| MO | RA | APPROVED | 2015-05-15 |
| OK | RA | APPROVED | 2015-05-15 |
| TX | RA | APPROVED | 2015-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisors, Llc | Irving | CA | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-25 |
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