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John Eric Newell

LPl Financial LLC

Casper, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-12-21
AZ RA APPROVED 2017-11-29
CA RA APPROVED 2017-11-29
CO RA APPROVED 2017-11-29
IL RA APPROVED 2017-11-29
MA RA APPROVED 2017-11-29
NV RA APPROVED 2017-11-29
ND RA APPROVED 2017-11-29
OH RA APPROVED 2017-11-29
SC RA APPROVED 2017-11-29
SD RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
UT RA APPROVED 2017-11-29
WY RA APPROVED 2017-11-29
  • WA RA
    APPROVED
    Since 2020-12-21
  • AZ RA
    APPROVED
    Since 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29
  • CO RA
    APPROVED
    Since 2017-11-29
  • IL RA
    APPROVED
    Since 2017-11-29
  • MA RA
    APPROVED
    Since 2017-11-29
  • NV RA
    APPROVED
    Since 2017-11-29
  • ND RA
    APPROVED
    Since 2017-11-29
  • OH RA
    APPROVED
    Since 2017-11-29
  • SC RA
    APPROVED
    Since 2017-11-29
  • SD RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29
  • UT RA
    APPROVED
    Since 2017-11-29
  • WY RA
    APPROVED
    Since 2017-11-29

Branch Locations

777 W 1St St, Casper, WY 82601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Casper WY 08/2012 11/2017
Lpl Financial Llc Casper WY 11/2017 Present
  • 08/2012 → 11/2017
    Investment Centers Of America
    Casper, WY
  • 11/2017 → Present
    Casper, WY
Previous Registrations
  • 2012-08-21 → 2017-12-06
    Investment Centers Of America, Inc.
    Bismarck, ND
    Cheyenne, WY
    Casper, WY
    Casper, WY
    Appleton, WI
  • 2006-05-17 → 2012-08-28
    Bancwest Investment Services, Inc.
    Wheatland, WY
    Douglas, WY
    Torrington, WY
    Lusk, WY
    Evanston, WY
    Hot Springs, SD
    Casper, WY
    Casper, WY
    Casper, WY
    Gillette, WY
    Sheridan, WY
    Gillette, WY
  • 2003-03-04 → 2006-05-17
    Cetera Investment Services Llc
    Douglas, WY
    Lusk, WY
    Evanston, WY
    Torrington, WY
    Wheatland, WY
    Hot Springs, SD
Other Businesses

1. 11/29/2017 - JONAH WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 03/23/2022 - ICA Group Holding - Not Investment Related - 2000 S Colorado Blvd Annex Ste 200, Denver, CO 80222 - For-Profit Board Member - Start Date - 03/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-29
  • S66 Uniform Combined State Law Examination
    2001-09-29

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