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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| WA | RA | APPROVED | 2009-04-01 |
Branch Locations
617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States
Shoreline, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 10/2005 | Present |
| Tiaa | Seattle | WA | 10/2005 | Present |
RENTAL POSITION: Owner NATURE: This is a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 1920 4th Avenue, Unit 701, Seattle WA 98177, United States DESCRIPTION: Condo rental unit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-02 |
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