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1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-06 |
Branch Locations
1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mosaic Family Wealth, Llc | St. Louis | MO | 02/2015 | 12/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2017 | 12/2019 |
| Mosaic Family Wealth Partners, Llc | St. Louis | MO | 01/2022 | Present |
1) ALL SAINTS SCHOOL BOARD. NOT INVESTMENT RELATED. 7 MCMENAMY RD. ST PETERS MO 63376. ELEMENTARY SCHOOL. BOARD MEMBER. START 08/2015. 4 HOURS/MONTH, 0 DURING TRADING. SERVE AS BOARD MEMBER, ATTEND MONTHLY MEETINGS HELP RAISE FUNDS FOR THE SCHOOL. 2) LICENSED INSURANCE AGENT. INVESTMENT RELATED. 1401 BRENTWOOD BLVD SUITE 630 ST LOUIS, MO 63144. FINANCIAL SERVICES. DIRECTOR OF ADVISORY SERVICES. START 2/20/2015. 10 HOURS/MONTH, 10 DURING TRADING. SELL INSURANCE TO CLIENTS WHEN NEEDS ARISE. 3)Fellowship of Christian Athletes, a non-profit organization, in the Greater St. Louis area. / Board Member - Ms. Brown spends approximately 2 hours per month in this capacity, none of which are during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-14 |
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