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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-26
TX RA APPROVED 2021-08-26
  • IL RA
    APPROVED
    Since 2021-08-26
  • TX RA
    APPROVED
    Since 2021-08-26

Branch Locations

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

Grayslake, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Forest IL 11/2008 08/2021
Rbc Wealth Management, Llc Chicago IL 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-28
  • S66 Uniform Combined State Law Examination
    2007-08-28

View on SEC IAPD

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