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Christopher David Hartman

Rbc Securities, Inc

Washington, DC

Washington, DC

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-17
CA RA APPROVED 2025-03-04
  • DC RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

2001 M. Street Nw 3Rd Floor, Washington, DC 20036 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 09/2008 01/2018
Suntrust Bank Alexandria VA 07/2009 01/2018
Suntrust Advisory Services Atlanta GA 09/2016 01/2018
City National Bank Los Angeles CA 01/2018 Present
  • 09/2008 → 01/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 07/2009 → 01/2018
    Suntrust Bank
    Alexandria, VA
  • 09/2016 → 01/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2018 → Present
    City National Bank
    Los Angeles, CA
Previous Registrations
  • 2016-09-09 → 2018-01-05
    Truist Advisory Services, Inc.
    Vienna, VA
    Washington, DC
    Baltimore, MD
    Washington, DC
    Alexandria, VA
  • 2008-09-24 → 2016-12-31
    Truist Investment Services, Inc.
    Baltimore, MD
    Alexandria, VA
    Alexandria, VA
    Washington, DC
    Alexandria, VA
    Washington, DC
    Mclean, VA
  • 2007-05-29 → 2008-07-10
    Citigroup Global Markets Inc.
    Washington, DC
  • 2002-04-12 → 2007-05-29
    Citicorp Investment Services
    Washington, DC
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-01
  • S66 Uniform Combined State Law Examination
    2001-06-01

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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