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John Michael Mcarthur

Krilogy

St. Louis, MO

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Current Employers
Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-25
MO RA APPROVED 2014-05-05
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • MO RA
    APPROVED
    Since 2014-05-05

Branch Locations

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Krilogy Financial St. Louis MO 02/2012 Present
Kansas City Life Insurance Kansas City MO 02/2012 Present
Saxony Securities Inc Saint Louis MO 11/2014 Present
  • 02/2012 → Present
    Krilogy Financial
    St. Louis, MO
  • 02/2012 → Present
    Kansas City Life Insurance
    Kansas City, MO
  • 11/2014 → Present
    Saxony Securities Inc
    Saint Louis, MO
Previous Registrations
  • 2009-06-01 → 2012-02-27
    Chesterfield, MO
    Chesterfield, MO
  • 2007-09-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chesterfield, MO
Other Businesses

1)VARIOUS INSURANCE AGENCIES (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20,0, ST LOUIS, MO 63141; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; 02/2012; 1-160 HRS/MO; INSURANCE POLICY SALES 2)KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20, ST LOUIS, MO 63141; INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 02/2012; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA; 3)Krilogy Financial, LLC, DBA for investment related activity; 4)Krilogy Advisors, LLC, investment related,275 N. Lindbergh, Suite 20, St Louis, MO 63141; Partner and Capital holding account for Krilogy Financial,LLC, Senior Partner - Chief Investment Officer, 2013; 0 HRS/MO; Ownership Interest and Signing authority for Capital Holding account for Krilogy Financial, LLC. 5) Financial Advisory Council for CNL Securities Corp., investment related, CNL Center at City Commons 450 S. Orange Ave. Orlando, FL. 32801-3336, RIA roundtable, Council Representative, 6/23/2016, 1 hour per month during non-trading hours, duties include sharing industry opinions and perspectives in a non-public forum. 6) Krilogy Tax Services, LLC., non-investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, tax preparation services, Owner, 1/12/2018, 5 hours per month during non-trading hours, ownership interest in new subsidiary of Krilogy, LLC. 7) Jake Jobe LLC., IR, 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; Investment Club, member,12/30/2021; Purpose-purchase FinTop Capital, 0 hrs/month. 8) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 11/28/2014; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services 9) K Plans; Non-Investment Related; 275 N Lindbergh Blvd Ste 20, St. Louis, MO 63141; Pension, 401K & Retirement Plan Services; Owner; 5/14/2025; 5 hours per month during trading. 10) Alt Goes Mainstream website, not investment related, 275 N. Lindbergh Ste 20 St. Louis, MO. Site is for alternative investment information for investment professionals and top investors. Duties include consulting and advisory. 2/3/26, 1 hours/month total including trading hours. 11) Alt Goes Mainstream Community RIA Advisory Board; investment related; 330 Madison Avenue New York, NY 10017; Podcast about the financial industry and private markets; AGM Community RIA Advisory Board; 2/2/2026; 1-5 hours; 1-5 hours; board member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-04
S63 Uniform Securities Agent State Law Examination 2001-07-11
  • S65 Uniform Investment Adviser Law Examination
    2007-09-04
  • S63 Uniform Securities Agent State Law Examination
    2001-07-11
Other Names
  • John M Mcarthur

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