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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-25 |
| MO | RA | APPROVED | 2014-05-05 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krilogy Financial | St. Louis | MO | 02/2012 | Present |
| Kansas City Life Insurance | Kansas City | MO | 02/2012 | Present |
| Saxony Securities Inc | Saint Louis | MO | 11/2014 | Present |
1)VARIOUS INSURANCE AGENCIES (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20,0, ST LOUIS, MO 63141; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; 02/2012; 1-160 HRS/MO; INSURANCE POLICY SALES 2)KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20, ST LOUIS, MO 63141; INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 02/2012; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA; 3)Krilogy Financial, LLC, DBA for investment related activity; 4)Krilogy Advisors, LLC, investment related,275 N. Lindbergh, Suite 20, St Louis, MO 63141; Partner and Capital holding account for Krilogy Financial,LLC, Senior Partner - Chief Investment Officer, 2013; 0 HRS/MO; Ownership Interest and Signing authority for Capital Holding account for Krilogy Financial, LLC. 5) Financial Advisory Council for CNL Securities Corp., investment related, CNL Center at City Commons 450 S. Orange Ave. Orlando, FL. 32801-3336, RIA roundtable, Council Representative, 6/23/2016, 1 hour per month during non-trading hours, duties include sharing industry opinions and perspectives in a non-public forum. 6) Krilogy Tax Services, LLC., non-investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, tax preparation services, Owner, 1/12/2018, 5 hours per month during non-trading hours, ownership interest in new subsidiary of Krilogy, LLC. 7) Jake Jobe LLC., IR, 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; Investment Club, member,12/30/2021; Purpose-purchase FinTop Capital, 0 hrs/month. 8) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 11/28/2014; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services 9) K Plans; Non-Investment Related; 275 N Lindbergh Blvd Ste 20, St. Louis, MO 63141; Pension, 401K & Retirement Plan Services; Owner; 5/14/2025; 5 hours per month during trading. 10) Alt Goes Mainstream website, not investment related, 275 N. Lindbergh Ste 20 St. Louis, MO. Site is for alternative investment information for investment professionals and top investors. Duties include consulting and advisory. 2/3/26, 1 hours/month total including trading hours. 11) Alt Goes Mainstream Community RIA Advisory Board; investment related; 330 Madison Avenue New York, NY 10017; Podcast about the financial industry and private markets; AGM Community RIA Advisory Board; 2/2/2026; 1-5 hours; 1-5 hours; board member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-11 |
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