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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-22 |
| NY | RA | APPROVED | 2021-06-07 |
| CA | RA | APPROVED | 2016-04-18 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
265 Franklin St Suite 1102, Boston, MA 02110 • United States
Irvince, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Boston | MA | 04/2016 | Present |
| Kestra Investment Services, Llc | Boston | MA | 04/2008 | Present |
Business Name: Pawsome Pet Company Inv Rel: Yes Address: 6 Locust Street Elmsford NY 10523 NOB: Other Other/None of the Above P&C License required to sell pet insurance. Position: Contractor. Providing P&C License to allow for Pet Insurance Sales. Start Date: 2/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Maintaining P&C License Business Name: FINANCIAL ARCHITECTS PARTNERS POSI: Director NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 03/04/2024 ADDRESS: 265 Franklin St., Ste 1901, Boston MA 02110 DESC: New Business Account Processing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-19 |
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