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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Traverse City | MI | 12/2009 | Present |
(1) 12/07/2009 - Judy Harrison and Swing Shift - Musician - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - I play guitar for this swing band about 7-8 times per year. - 1% TIME SPENT (2) 12/07/2009 - Acme Christian Acedemy and Thrift Store - Non-Profit Board Member - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Board of Trustees. - 1% TIME SPENT (3) 05/31/2011 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Advanced Financial Group, Inc. - INV. REL. - AT REPORTED BUSINESS LOCATION(S) (4) 02/09/2016 - Penn Mutual - Non-Variable Insurance - INV. REL. - START 02/03/2016 - 1925 Coral Lane, Traverse City, Mi 49686 - Insurance Agent - 5 HR/MO, 5 DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
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