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David Allen Fant

Edward Jones

St. Louis, MO

Galena, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-02
MO RA APPROVED 2020-02-28
TX RA APPROVED_RES 2020-02-28
  • IL RA
    APPROVED
    Since 2023-06-02
  • MO RA
    APPROVED
    Since 2020-02-28
  • TX RA
    APPROVED_RES
    Since 2020-02-28

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Galena, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 01/2016 01/2019
Legend Advisory Corporation Palm Beach Gardens FL 01/2016 01/2019
Lincoln Investment Billings MT 01/2017 01/2019
Valic Financial Advisors, Inc Auburn Hills MI 02/2019 02/2020
Edward Jones St.LOuis MO 02/2020 Present
  • 01/2016 → 01/2019
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2016 → 01/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → 01/2019
    Lincoln Investment
    Billings, MT
  • 02/2019 → 02/2020
    Valic Financial Advisors, Inc
    Auburn Hills, MI
  • 02/2020 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-21
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2007-09-21
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
Other Names
  • David Allen Fant
  • Dave Fant
  • David Fant

View on SEC IAPD

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