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Louis Paul Sanfilippo

Mml Investors Services, LLC

Lisle, IL

West Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-21
  • IL RA
    APPROVED
    Since 2025-11-21

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

West Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Lisle IL 08/2018 Present
Mml Investors Services, Llc Lisle IL 09/2018 Present
The Financial Resource Network Lisle IL 02/2012 08/2018
  • 08/2018 → Present
    Mass Mutual Life Insurance Co
    Lisle, IL
  • 09/2018 → Present
    Mml Investors Services, Llc
    Lisle, IL
  • 02/2012 → 08/2018
    The Financial Resource Network
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-15
S63 Uniform Securities Agent State Law Examination 2020-06-03
  • S66 Uniform Combined State Law Examination
    2025-11-15
  • S63 Uniform Securities Agent State Law Examination
    2020-06-03
Other Names
  • Louis P Sanfilippo
  • Louis Paul Sanfilippo

View on SEC IAPD

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Other Offices

ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
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