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Robert John Wootton

Capstone Financial Advisors Inc

Downers Grove, IL

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Current Employers
Capstone Financial Advisors Inc

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
IL RA APPROVED 2014-03-28
  • TX RA
    APPROVED
    Since 2024-05-10
  • IL RA
    APPROVED
    Since 2014-03-28

Branch Locations

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Chicago IL 07/2011 Present
Usaa Financial Planning Services Chicago IL 07/2011 Present
  • 07/2011 → Present
    Usaa Financial Advisors, Inc
    Chicago, IL
  • 07/2011 → Present
    Usaa Financial Planning Services
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-16
S65 Uniform Investment Adviser Law Examination 2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-09-16
  • S65 Uniform Investment Adviser Law Examination
    2002-01-30
Designations

View on SEC IAPD

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Other Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL
CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
EDWARD JONES · DOWNERS GROVE, IL
APOLLON FINANCIAL, LLC · Downers Grove, IL

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