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Current Employers
Smith Salley Wealth Management

324 West Wendover Avenue Suite 301, Greensboro, NC 27408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
NC RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • NC RA
    APPROVED
    Since 2009-03-20

Branch Locations

324 West Wendover Avenue Suite 301, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith, Salley & Associates, Llc Greensboro NC 03/2009 Present
  • 03/2009 → Present
    Smith, Salley & Associates, Llc
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-30
  • S65 Uniform Investment Adviser Law Examination
    2001-01-30

View on SEC IAPD

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