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Wendy B Kickham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chesterfield, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-11
MO RA APPROVED 2007-05-28
  • TX RA
    APPROVED
    Since 2009-02-11
  • MO RA
    APPROVED
    Since 2007-05-28

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : Clayton MO 02/2005 Present
Bank Of America, N.A. Chesterfield MO 05/2011 Present
  • 02/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated :
    Clayton, MO
  • 05/2011 → Present
    Bank Of America, N.A.
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-26
S63 Uniform Securities Agent State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2007-05-26
  • S63 Uniform Securities Agent State Law Examination
    2003-07-25
Other Names
  • Wendy Jolene Baker

View on SEC IAPD

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Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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