Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-02 |
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Tucson | AZ | 09/2019 | 12/2022 |
| Charles Schwab And Co., Inc. | Tucson | AZ | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Tucson | AZ | 11/2023 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-25 |
Reach out to this advisor