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Frank Edward Holmes

U.S. Global Investors, Inc.

San Antonio, TX

CRD 4385517

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Employer firm

U.s. Global Investors, Inc. CRD 111097

$1.32B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Global Investors, Inc.

7900 Callaghan Road, San Antonio, TX 78229 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-07-14
  • TX RA
    APPROVED
    Since 1999-07-14

Branch Locations

7900 Callaghan Road, San Antonio, TX 78229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No

View on SEC IAPD

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Nearby Investors

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

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