Kathleen Patricia Oberneder

Current Employers

Employment History

• 10/2014 → 04/2017
  Lpl Financial
  Grafton, WI
• 04/2017 → 11/2023
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2017 → 11/2023
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 11/2023 → 01/2024
  Unemployed
  Mequon, WI
• 01/2024 → Present
  Calton & Associates, Inc.
  Tampa, FL
• 01/2024 → Present
  Forefront Wealth Partners Dba Four Leaf Financial Planning
  Austin, TX

Previous Registrations

• 2017-04-29 → 2023-11-17
  J. W. Cole Advisors, Inc.
  Cedarburg, WI
  Tampa, FL
• 2015-04-17 → 2017-05-16
  Lpl Financial Llc
  Grafton, WI
• 2004-09-23 → 2010-06-03
  Principal Securities, Inc.
  Milwaukee, WI
  Milwaukee, WI
  Des Moines, IA
  Milwaukee, WI

Other Businesses

Independent Housing Initiative, Inc. Non-investment related. 11711 N. Solar Ave, Mequon, WI 53097. Treasurer for a non-profit - a group of families trying to create a supported housing community for their adult children with special needs. Officer. Start date: 01/01/2024. Hours/month: 4. Hours/month during securities trading hours: 0. I assist with taking donations received and depositing into a savings account. I am also responsible for making sure the consultant who the group hire is paid. This involves getting a cashier's check from the bank and mailing it to him.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-16
• S63 Uniform Securities Agent State Law Examination
  2002-01-14

Designations

Other Names

• Kathleen Patricia Feeney