Richard Daren Johnson

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Huntersville, NC

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Hillsborough, NC
  Huntersville, NC
  Plantation, FL
• 2005-01-21 → 2005-10-31
  Sunamerica Securities, Inc.
  Mooresville, NC
• 2004-07-12 → 2005-01-21
  Aegis Capital, Llc
  Cornelius, NC

Other Businesses

1. IA UNDER ADVISORGROUP RIA, YES,9820 NORTHCROSS CENTER COURT, STE 117, HUNTERSVILLE NC 28078. INVESTMENTS; INVESTMENT ADVISOR; START 8/2003, 20; 1; CLIENT ACCOUNT MANAGEMENT & INVESTMENT RESEARCH/I HAVE A FEW CLIENTS THAT HAVE INVESTED THEIR FUNDS ON THE ADVISOR PLATFORM 2. FINRA ARBITRATOR; YES; SAME, ARBITRATION; ARB.; 11/09; 1;1; ARBITRATOR FOR FINRA 3. INTREPID ADVISOR RESOURCES POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 12/04/2004 ADDRESS: 9820 Northcross Center Ct, Suite 117, Huntersville NC 28078, United States DESCRIPTION: I am an OSJ and an MBO. I manage approximately 14 registered reps and 11 OSJs. I supervise compliance needs for these reps and their offices. 4. INTREPID ADVISOR RESOURCES POSITION: Owner NATURE: S-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/10/2025 ADDRESS: 9820 Northcross Center Ct Suite 117, Huntersville NC 28078, United States DESCRIPTION: Life Insurance 5. RICHARD DAREN JOHNSON POSITION: co-trustee and agent NATURE: Sole Proprietorship, Serving as co- trustee and agent for my mothers accounts at Vanguard due to diminished capacity INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/10/2026 ADDRESS: 4616 Dovefield Lane, Kannapolis NC 28081, United States DESCRIPTION: Serving as co-trustee and agent on my mothers accounts at Vanguard due to her diminished mental capacity in order to help her with her financial needs/ cash flow as well as accounting and tax prep,

Exams

• S66 Uniform Combined State Law Examination
  2004-07-07
• S63 Uniform Securities Agent State Law Examination
  2001-07-11

Other Names

• Daren Johnson