David Alan Selig

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-02-27
TX	RA	APPROVED	2015-02-27

CA RA
APPROVED

Since 2015-02-27
TX RA
APPROVED

Since 2015-02-27

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Newport Beach	CA	02/2015	Present

02/2015 → Present

Ubs Financial Services Inc.

Newport Beach, CA

Previous Registrations

2003-09-09 → 2015-03-02

J.P. Morgan Securities Llc

Los Angeles, CA

Los Angeles, CA

Other Businesses

1) Used Pets, Inc./ investment related/: yes/1344 Chautauqua Blvd., Pacific Palisades, CA 90272, Charity/ Start date:6/1/2008/ Executive director/ dog rescue

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-18
S63	Uniform Securities Agent State Law Examination	2001-06-22

S65 Uniform Investment Adviser Law Examination

2003-07-18
S63 Uniform Securities Agent State Law Examination

2001-06-22

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews