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Leo Joseph Beauregard

Osaic Institutions, Inc.

Meriden, CT

Meriden, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-18
  • CT RA
    APPROVED
    Since 2023-10-18

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Farmington CT 06/2000 Present
American Portfolios Holbrook NY 08/2023 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 06/2000 → Present
    Infinex Investments, Inc.
    Farmington, CT
  • 08/2023 → Present
    American Portfolios
    Holbrook, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-17
S63 Uniform Securities Agent State Law Examination 2001-08-13
  • S66 Uniform Combined State Law Examination
    2023-10-17
  • S63 Uniform Securities Agent State Law Examination
    2001-08-13

View on SEC IAPD

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Other Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE
FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

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