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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-21
TX RA APPROVED 2022-10-20
  • AZ RA
    APPROVED
    Since 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-20

Branch Locations

4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States

550 E Tangerine Rd, Oro Valley, AZ 85755 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tucson AZ 10/2012 10/2022
Wells Fargo Clearing Services, Llc Tucson AZ 10/2022 Present
Previous Registrations
Other Businesses

HEYBURN HONEYCAKES, LLC; NOT INV. RELATED; TUCSON,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 10/02/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. DANETTE DONUTS, LLC; NOT INV. RELATED; TUCSON,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 11/12/2015; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. CANTORA COOKIES, LLC; NOT INV. RELATED; TUCSON,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 02/06/2018; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY; INV. RELATED; TUCSON, AZ; 100% OWNERSHIP; START DATE 7/2016; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; MARANA, AZ; 100% OWNERSHIP; START DATE 4/2012; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; TUCSON, AZ; 100% OWNERSHIP; START DATE 7/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-06
  • S66 Uniform Combined State Law Examination
    2001-09-06

View on SEC IAPD

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