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Melissa A Carlson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saginaw, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED 2009-06-26
OH RA APPROVED 2009-02-24
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED
    Since 2009-06-26
  • OH RA
    APPROVED
    Since 2009-02-24

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Midland MI 01/2000 Present
Merrill Lynch Saginaw MI 07/2008 Present
  • 01/2000 → Present
    Merrill Lynch
    Midland, MI
  • 07/2008 → Present
    Merrill Lynch
    Saginaw, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
  • S66 Uniform Combined State Law Examination
    2009-02-17
Other Names
  • Melissa Anne Yanna
  • Melissa King
  • Melissa Ulman
  • Melissa Stuart
  • Melissa Anne Carlson
  • Melissa Anne King
  • Melissa Anne Ulman
  • Melissa Anne Yanna
  • Melissa Anne Stuart

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SAGINAW, MI
RAYMOND JAMES & ASSOCIATES, INC. · SAGINAW, MI
CWM, LLC · Saginaw, MI
J.P. MORGAN SECURITIES LLC · SAGINAW, MI
OSAIC WEALTH, INC. · SAGINAW, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Saginaw, MI
MORGAN STANLEY · Saginaw, MI
OSAIC WEALTH, INC. · SAGINAW, MI

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