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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-03
NV RA APPROVED 2025-06-18
VT RA APPROVED 2025-06-18
KY RA APPROVED 2025-06-17
OK RA APPROVED 2025-06-17
OR RA APPROVED 2025-06-17
PA RA APPROVED 2025-06-17
NY RA APPROVED 2021-08-16
WY RA APPROVED 2019-09-26
MN RA APPROVED 2013-12-10
MI RA APPROVED 2010-06-04
WI RA APPROVED 2009-01-20
MD RA APPROVED 2005-08-01
HI RA APPROVED 2005-07-28
MA RA APPROVED 2005-07-28
ND RA APPROVED 2005-07-26
DC RA APPROVED 2005-07-22
AK RA APPROVED 2005-07-21
CO RA APPROVED 2005-07-20
GA RA APPROVED 2005-07-20
NE RA APPROVED 2005-07-20
AL RA APPROVED 2005-07-19
AR RA APPROVED 2005-07-15
FL RA APPROVED 2005-07-15
LA RA APPROVED 2005-07-15
ME RA APPROVED 2005-07-15
RI RA APPROVED 2005-07-15
CT RA APPROVED 2005-07-14
IL RA APPROVED 2005-07-14
IN RA APPROVED 2005-07-14
KS RA APPROVED 2005-07-14
MO RA APPROVED 2005-07-14
NH RA APPROVED 2005-07-14
OH RA APPROVED 2005-07-14
SC RA APPROVED 2005-07-14
DE RA APPROVED 2005-07-13
ID RA APPROVED 2005-07-13
IA RA APPROVED 2005-07-13
MS RA APPROVED 2005-07-13
MT RA APPROVED 2005-07-13
NJ RA APPROVED 2005-07-13
NM RA APPROVED 2005-07-13
NC RA APPROVED 2005-07-13
SD RA APPROVED 2005-07-13
UT RA APPROVED 2005-07-13
VA RA APPROVED 2005-07-13
WA RA APPROVED 2005-07-13
WV RA APPROVED 2005-07-13
TX RA APPROVED 2004-06-17
CA RA APPROVED 2001-06-19
  • AZ RA
    APPROVED
    Since 2025-07-03
  • NV RA
    APPROVED
    Since 2025-06-18
  • VT RA
    APPROVED
    Since 2025-06-18
  • KY RA
    APPROVED
    Since 2025-06-17
  • OK RA
    APPROVED
    Since 2025-06-17
  • OR RA
    APPROVED
    Since 2025-06-17
  • PA RA
    APPROVED
    Since 2025-06-17
  • NY RA
    APPROVED
    Since 2021-08-16
  • WY RA
    APPROVED
    Since 2019-09-26
  • MN RA
    APPROVED
    Since 2013-12-10
  • MI RA
    APPROVED
    Since 2010-06-04
  • WI RA
    APPROVED
    Since 2009-01-20
  • MD RA
    APPROVED
    Since 2005-08-01
  • HI RA
    APPROVED
    Since 2005-07-28
  • MA RA
    APPROVED
    Since 2005-07-28
  • ND RA
    APPROVED
    Since 2005-07-26
  • DC RA
    APPROVED
    Since 2005-07-22
  • AK RA
    APPROVED
    Since 2005-07-21
  • CO RA
    APPROVED
    Since 2005-07-20
  • GA RA
    APPROVED
    Since 2005-07-20
  • NE RA
    APPROVED
    Since 2005-07-20
  • AL RA
    APPROVED
    Since 2005-07-19
  • AR RA
    APPROVED
    Since 2005-07-15
  • FL RA
    APPROVED
    Since 2005-07-15
  • LA RA
    APPROVED
    Since 2005-07-15
  • ME RA
    APPROVED
    Since 2005-07-15
  • RI RA
    APPROVED
    Since 2005-07-15
  • CT RA
    APPROVED
    Since 2005-07-14
  • IL RA
    APPROVED
    Since 2005-07-14
  • IN RA
    APPROVED
    Since 2005-07-14
  • KS RA
    APPROVED
    Since 2005-07-14
  • MO RA
    APPROVED
    Since 2005-07-14
  • NH RA
    APPROVED
    Since 2005-07-14
  • OH RA
    APPROVED
    Since 2005-07-14
  • SC RA
    APPROVED
    Since 2005-07-14
  • DE RA
    APPROVED
    Since 2005-07-13
  • ID RA
    APPROVED
    Since 2005-07-13
  • IA RA
    APPROVED
    Since 2005-07-13
  • MS RA
    APPROVED
    Since 2005-07-13
  • MT RA
    APPROVED
    Since 2005-07-13
  • NJ RA
    APPROVED
    Since 2005-07-13
  • NM RA
    APPROVED
    Since 2005-07-13
  • NC RA
    APPROVED
    Since 2005-07-13
  • SD RA
    APPROVED
    Since 2005-07-13
  • UT RA
    APPROVED
    Since 2005-07-13
  • VA RA
    APPROVED
    Since 2005-07-13
  • WA RA
    APPROVED
    Since 2005-07-13
  • WV RA
    APPROVED
    Since 2005-07-13
  • TX RA
    APPROVED
    Since 2004-06-17
  • CA RA
    APPROVED
    Since 2001-06-19

Branch Locations

100 Ne 5Th Street 1St Floor, Oklahoma City, OK 73104 • United States

1322 Stone Street, Jonesboro, AR 72401 • United States

7591 Fern Ave Suite 1402, Shreveport, LA 71105 • United States

3615 S.W. 29Th Street Suite 206, Topeka, KS 66614 • United States

1815 South Holland, Springfield, MO 65807 • United States

13220 Metcalf Suite 360, Overland Park, KS 66213 • United States

8545 United Plaza Boulevard Suite 220, Baton Rouge, LA 70809 • United States

113 West Jackson Street Suite 2A, Ridgeland, MS 39157 • United States

13220 Metcalf Suite 360, Overland Park, KS 66213 • United States

2777 Allen Parkway Rp-01, Houston, TX 77019 • United States

12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States

13220 Metcalf Suite 360, Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Sacramento CA 04/2001 Present
American General Financial Advisors, Inc. Sacramento CA 05/2002 Present
Sagepoint Financial, Inc. Phoenix AZ 09/2014 Present
Agia Houston TX 12/2022 Present
  • 04/2001 → Present
    Sacramento, CA
  • 05/2002 → Present
    American General Financial Advisors, Inc.
    Sacramento, CA
  • 09/2014 → Present
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2014-09-24 → 2016-04-01
    Osaic Services, Inc.
    Houston, TX
    Scottsdale, AZ
  • 2002-08-06 → 2009-05-02
    American General Financial Advisors, Inc.
    Sacramento, CA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 2001-05-21
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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