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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-26 |
| TX | RA | APPROVED | 2025-06-26 |
Branch Locations
412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
412 Georgia Ave Ste 215 [Wo-Rbo], Chattanooga , TN 37403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Baton Rouge | LA | 02/2016 | 05/2019 |
| River Bend Cabins Llc | Baton Rouge | LA | 05/2014 | 12/2022 |
| Swat Mosquito Control, Llc | Baton Rouge | LA | 02/2016 | 12/2019 |
| Jp Morgan Securities Llc | Phoenix | AZ | 05/2019 | 07/2022 |
| Morgan Stanley | Scottsdale | AZ | 07/2022 | 06/2025 |
| Wells Fargo Clearing Services, Llc. | Knoxville | TN | 06/2025 | Present |
NANCY J. KES IRREVOCABLE TRUST FBO CHRISTINE RUDY;INV RELATED; KNOXVILLE,TN; TRUST;CO-TRUSTEE; START DATE: 02/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-31 |
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