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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-26
TX RA APPROVED 2025-06-26
  • TN RA
    APPROVED
    Since 2025-06-26
  • TX RA
    APPROVED
    Since 2025-06-26

Branch Locations

412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States

265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States

412 Georgia Ave Ste 215 [Wo-Rbo], Chattanooga , TN 37403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Baton Rouge LA 02/2016 05/2019
River Bend Cabins Llc Baton Rouge LA 05/2014 12/2022
Swat Mosquito Control, Llc Baton Rouge LA 02/2016 12/2019
Jp Morgan Securities Llc Phoenix AZ 05/2019 07/2022
Morgan Stanley Scottsdale AZ 07/2022 06/2025
Wells Fargo Clearing Services, Llc. Knoxville TN 06/2025 Present
Previous Registrations
  • 2022-08-03 → 2025-06-13
    Scottsdale, AZ
  • 2016-02-25 → 2022-07-08
    Abbeville, LA
    Baker, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Broussard, LA
    Carencro, LA
    Denham Springs, LA
    Gonzales, LA
    Greenwell Springs, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    New Iberia, LA
    New Iberia, LA
    New Iberia, LA
    Opelousas, LA
    Opelousas, LA
    Port Barre, LA
    Scott, LA
    Sunset, LA
    Zachary, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Abbeville, LA
    Baker, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Broussard, LA
    Carencro, LA
    Denham Springs, LA
    Gonzales, LA
    Greenwell Springs, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    New Iberia, LA
    New Iberia, LA
    New Iberia, LA
    Opelousas, LA
    Opelousas, LA
    Port Barre, LA
    Scott, LA
    Sunset, LA
    Zachary, LA
    Hammond, LA
    Hammond, LA
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Carefree, AZ
    Cave Creek, AZ
    Anthem,, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Glendale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Glendale, AZ
    Phoenix, AZ
    Peoria, AZ
    Scottsdale, AZ
    Glendale, AZ
    Phoenix, AZ
    Glendale, AZ
    Sun City, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Glendale, AZ
    Peoria, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Sun City, AZ
    Scottsdale, AZ
    Surprise, AZ
    Cave Creek, AZ
    Scottsdale, AZ
  • 2010-10-19 → 2016-02-26
    New Orleans, LA
    Baton Rouge, LA
  • 2010-05-07 → 2010-09-30
    Atlanta, GA
    New York, NY
    New Orleans, LA
  • 2001-08-03 → 2009-03-13
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    New York, NY
Other Businesses

NANCY J. KES IRREVOCABLE TRUST FBO CHRISTINE RUDY;INV RELATED; KNOXVILLE,TN; TRUST;CO-TRUSTEE; START DATE: 02/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2001-07-31
Other Names
  • Pj Kes
  • Patricia Jane Kes
  • Patricia J Kes
  • Pj Kes Lejuene
  • Patricia Jane Lejeune
  • Pj Lejeune

View on SEC IAPD

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