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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| WA | RA | APPROVED | 2016-09-08 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eric Aslakson | Seattle | WA | 04/2013 | 08/2016 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 04/2013 | 08/2016 |
| Morgan Stanley | Seattle | WA | 08/2016 | Present |
1.*311967 - Uber; Investment related - No; Seattle, Washington; Automotive/Transportation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2017; During business hours: 0; After business hours: 8; Driving passengers around 2.Uber Eats and Door Dash; Investment related: No; Food Delivery; Independent Contractor(proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 2; 3.*373921- Door Dash; Investment Related -No; San Francisco, California; Food Delivery; Independent Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2019; During Business Hours: 0; After Business Hours: 20; Delivering Food Bought Buy Customers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-05 |
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