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Ariel Bobroff

Raymond James & Associates, Inc.

Beverly Hills, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-26
CA RA APPROVED 2019-08-16
  • TX RA
    APPROVED_RES
    Since 2025-09-26
  • CA RA
    APPROVED
    Since 2019-08-16

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Beverly Hills CA 11/2008 08/2019
Bank Of America, N.A. Beverly Hills CA 07/2011 08/2019
Raymond James & Associates, Inc Beverly Hills CA 08/2019 Present
  • 11/2008 → 08/2019
    Merrill Lynch
    Beverly Hills, CA
  • 07/2011 → 08/2019
    Bank Of America, N.A.
    Beverly Hills, CA
  • 08/2019 → Present
    Raymond James & Associates, Inc
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2001-06-29

View on SEC IAPD

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