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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-25 |
Branch Locations
16414 San Pedro Ave Ste 100, San Antonio, TX 78232 • United States
900 Main St, Bandera, TX 78003 • United States
205 W Bandera Rd, Boerne, TX 78006 • United States
520 7Th St, Comfort, TX 78013 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | San Antonio | TX | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | Present |
VL4SI PROPERTIES, LLC; INVESTMENT RELATED; SAN ANTONIO,TX; 100% OWNERSHIP WITH SPOUSE; START DATE 08/31/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-18 |
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