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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-21 |
| AR | RA | APPROVED | 2017-06-26 |
Branch Locations
11809 Hinson Rd Suite 400, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Little Rock | AR | 01/2014 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Little Rock | AR | 02/2014 | 06/2017 |
| Wefko, Inc. | Maumelle | AR | 04/2013 | 12/2016 |
| Northwestern Mutual Wealth Management Co | Little Rock | AR | 01/2016 | 06/2017 |
| Mml Investors Services Llc | Little Rock | AR | 06/2017 | Present |
| Mass Mutual | Little Rock | AR | 09/2015 | Present |
(1) NAME: LIGHTHOUSE PLANNING INV REL: Y ADDR: 11809 HINSON RD SUITE 400 LITTLE ROCK AR 72212 NATURE: LIFE, HEALTH AND P&C INSURANCE SALES POSITION: SALES, AGENT START: 6/12/17 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 15 (2) NAME: ENCOMPASS FINANCIAL PARTNERS INV REL: Y ADD: 11809 HINSON RD SUITE 400 LITTLE ROCK AR 72212 NATURE: LLC TO CAPTURE REVENUE AND PAY DBA EXPENSES POSITION: OWNER START DATE: 9/23/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40 (3) NAME: WEX3 INV REL: Y ADD: 11809 HINSON RD SUITE 400 LITTLE ROCK AR 72212 ATURE: CAPTURE INCOME FOR INCOME TAX REPORTING POSITION: MEMBER START DATE: 11/06/2020 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: REPORT INFORMATION TO MY CPA FOR TAX FILING (4) NAME: THE HUB EXECUTIVE SUITES, LLC INV REL: Y ADD:11809 HINSON RD SUITE 400 LITTLE ROCK AR 72212 NATURE: HOLDING COMPANY FOR COMMERCIAL OFFICE BUILDING POSITION: OWNER START DATE: 9/19/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DUTIES: ONLY AN OWNER. NO ADDTIONAL DUTIES (5) NAME: DAVID KOPITTKE INV REL: Y ADD: 11809 HINSON RD STE 400 LITTLE ROCK AR 72212-3470 NATURE: REFERRAL SOURCE FOR CPA ACCOUNTING FIRM POSITION: REFERRAL SOURCE START DATE: 03/15/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: WHEN APPROPRIATE REFER CLIENTS FOR ACCOUNTING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-16 |
| S66 | Uniform Combined State Law Examination | 2001-07-17 |
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