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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-01-12 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
Frederick, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | Iselin | NJ | 04/2001 | 03/2017 |
| Massmutual Life Insurance Co | Rockville | MD | 07/2016 | Present |
| Mml Investors Services, Llc | Rockville | MD | 03/2017 | 12/2021 |
| Mml Investors Services, Llc | Rockville | MD | 01/2022 | Present |
Name: Fang Amber Gu, Inv Rel:Y Addr: 8821 Lew Wallace Rd, Frederick MD 21704, Nature: Outside Insurance, Position: Insurance Broker, Start: 01/01/2010, No Hr/Mo:4 No Hr/Mo Dur Trading: 2, Duties:Life &Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-31 |
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