Fang Gu

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → 03/2017
  Metlife Securities, Inc
  Iselin, NJ
• 07/2016 → Present
  Massmutual Life Insurance Co
  Rockville, MD
• 03/2017 → 12/2021
  Mml Investors Services, Llc
  Rockville, MD
• 01/2022 → Present
  Mml Investors Services, Llc
  Rockville, MD

Previous Registrations

• 2017-03-25 → 2021-12-31
  Mml Investors Services, Llc
  Rockville, MD
  Rockville, MD
• 2004-02-11 → 2017-03-25
  Msi Financial Services, Inc.
  Rockville, MD
  Edison, NJ
  Edison, NJ
  Short Hills, NJ

Other Businesses

Name: Fang Amber Gu, Inv Rel:Y Addr: 8821 Lew Wallace Rd, Frederick MD 21704, Nature: Outside Insurance, Position: Insurance Broker, Start: 01/01/2010, No Hr/Mo:4 No Hr/Mo Dur Trading: 2, Duties:Life &Health.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-02
• S63 Uniform Securities Agent State Law Examination
  2001-08-31

Other Names

• Amber Gu