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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-23
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2020-04-23
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Cornelius NC 12/2005 Present
Morgan Stanley Smith Barney Charlotte NC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2005 → Present
    Cornelius, NC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Charlotte, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-12-31
  • S63 Uniform Securities Agent State Law Examination
    2007-12-31
Designations
Other Names
  • Mark Mccall Nixon

View on SEC IAPD

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