George Popov

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Gp Interests, Inc Dba Liberty Tax Service #5372
  Baton Rouge, LA
• 11/2011 → Present
  Lpl Financial, Llc
  Baton Rouge, LA

Previous Registrations

• 2009-06-17 → 2011-11-29
  Morgan Keegan & Company, Llc
  Baton Rouge, LA
  Baton Rouge, LA
• 2009-04-28 → 2009-06-16
  Chase Investment Services Corp.
  Baton Rouge, LA

Other Businesses

1. 11/16/2011: DBA ONLY - DIVERSIFIED FINANCIAL STRATEGIES - BATON ROUGE, LA. 2. 07/31/2014 - DIVERSIFIED FINANCIAL STRATEGIES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 5 HOURS PER MONTH - BATON ROUGE, LA. 3. 11/03/2014 - NON-VARIABLE INSURANCE - TIME SPENT 4 HOURS PER MONTH - BATON ROUGE, LA 4. 11/14/2014 - DFS TAX - TAX PREP/ACCOUNTING/CPA - TAX PREP/ENROLLED AGENT - TIME SPENT 10 HOURS PER MONTH - BATON ROUGE, LA 5. 04/05/2023 - DFS Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/28/2011 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-04-01
• S65 Uniform Investment Adviser Law Examination
  1999-10-12
• S63 Uniform Securities Agent State Law Examination
  1999-10-04