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Douglas Robert Carter

Morgan Stanley

Redding, CA

Eureka, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

310 Hemsted Drive Suite 100, Redding, CA 96002 • United States

2421 Buhne Street, Eureka, CA 95501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Redding CA 04/2007 Present
Morgan Stanley Smith Barney Redding CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Redding, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Redding, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Redding, CA
  • 2001-03-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Redding, CA
    Redding, CA
Other Businesses

*44645- Northstate Property Management, LLC; Investment related: Yes; Redding, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2007; During business hours: 0; After business hours: 0; Passive / No Responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-22
  • S66 Uniform Combined State Law Examination
    1999-10-22

View on SEC IAPD

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