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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| FL | RA | APPROVED | 2023-07-14 |
Branch Locations
3708 West Swann Avenue Suite 103, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 04/2001 | 08/2023 |
| Minnesota Life | St Paul | MN | 04/2001 | 08/2023 |
| Harrelson Holdings Inc | Tampa | FL | 04/2001 | Present |
| The Continuing Education Academy | Ft Myers | FL | 10/2004 | 12/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2023 | Present |
1) OMNI FINANCIAL SERVICES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 07/21/2011 ADDRESS: , Fort Myers FL , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2001; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-27 |
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