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Nikolaus Vahid Friedrich

Capital Client Group, Inc.

San Antonio, TX

San Antonio, TX

CRD 4378207

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-29
  • TX RA
    APPROVED
    Since 2014-09-29

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds San Antonio TX 08/2014 02/2019
American Funds San Antonio TX 02/2019 Present
  • 08/2014 → 02/2019
    American Funds
    San Antonio, TX
  • 02/2019 → Present
    American Funds
    San Antonio, TX
Previous Registrations
Other Businesses

Name of the other business: Bexar County Texas Elections Department / Is the business Investment Related: No / The address of the other business: TX 78207 / The nature of the other business: Managing a voting site. Duties include picking up supplies, setting up the voting site, overseeing election clerks on site, and returning supplies and ballots at the end of the election / Your position/title: Election Judge / Start date: 9/22/2020 / The number of hours/month you devote to the other business: 20 hours twice a year, in May and in November / The number of hours during securities trading hours: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-12
S63 Uniform Securities Agent State Law Examination 2001-07-16
  • S66 Uniform Combined State Law Examination
    2005-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-07-16
Other Names
  • Nikolaus Vahid Friedrich
  • Vahid Vahid Friedrich

View on SEC IAPD

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