Heidi Bishop

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-05-20

FL RA
APPROVED

Since 2015-05-20

Branch Locations

1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States

St Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Tampa	FL	05/2014	Present
Kevin O Connell	Tampa	FL	06/2014	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

05/2014 → Present

Northwestern Mutual Investment Services, Llc

Tampa, FL
06/2014 → Present

Kevin O Connell

Tampa, FL
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-16
S63	Uniform Securities Agent State Law Examination	2001-12-05

S66 Uniform Combined State Law Examination

2015-05-16
S63 Uniform Securities Agent State Law Examination

2001-12-05

Other Names

Heidi L Kern
Heidi L Kern
Heidi L Bishop

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews