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4100 Campus Dr., Ste 100, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2025-02-12 |
Branch Locations
4100 Campus Dr., Ste 100, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Speciality Income Group | Newport Beach | CA | 05/2016 | Present |
Orange County Cactus; not investment-related; 13165 Ranchwood Rd., Tustin, CA 92782; Cactus grower; Owner; Since January 2025; Approx. 20 hrs/mo.; Zero time spent during trading hours; Grow cactus from seed on weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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