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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-21
MA RA APPROVED 2006-01-06
  • TX RA
    APPROVED
    Since 2022-09-21
  • MA RA
    APPROVED
    Since 2006-01-06

Branch Locations

100 East St Easthampton Savings Bank, Hadley, MA 01035 • United States

297 King St. Easthampton Savings Bank, Northampton, MA 01060 • United States

40 State Street Easthampton Savings Bank, Belchertown, MA 01007 • United States

134 College Hwy Easthampton Savings Bank, Southampton, MA 01073 • United States

605 Granby Rd Easthampton Savings Bank, South Hadley, MA 01075 • United States

36 Main Street, Easthampton, MA 01027 • United States

770 Main St, Agawam, MA 01001 • United States

85 Broad Street, Westfield, MA 01085 • United States

170 Sargeant Street, Holyoke, MA 01040 • United States

129 N Main St, Randolph, MA 02368 • United States

253 Triangle St, Amherst, MA 01002 • United States

109 Elm Street, Millbury, MA 01527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Easthampton MA 03/2001 Present
Other Businesses

1. 7/28/2017: No Business Name - Investment Related - Easthampton, MA - Real Estate Rental - Started 06/08/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Inherited property. 2. 9/29/2017: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 05/15/1997 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 07/29/2019 - Hometown Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 5/21/2020 - SBLI - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/15/2020 - 05 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-16
  • S66 Uniform Combined State Law Examination
    2001-07-16
Designations

View on SEC IAPD

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