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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-08 |
| LA | RA | APPROVED | 2021-07-07 |
| CA | RA | APPROVED | 2019-10-16 |
Branch Locations
3300 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States
12801 Hawthorne Blvd, Hawthorne, CA 90250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Beverly Hills | CA | 08/2016 | 10/2019 |
| U.S. Bancorp Advisors, Llc | Manhattan Beach | CA | 10/2019 | Present |
915 Park View LLC; not investment related; Torrance, CA; Rental Property; Member; 1/24/22: 1 hour/month; 0 hours/trading; Owner/Member, Property Manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-17 |
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