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Christopher S Gee

Ubs Financial Services Inc.

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-15
VA RA APPROVED 2024-09-13
CA RA APPROVED 2016-10-26
TX RA APPROVED 2016-10-26
  • DC RA
    APPROVED
    Since 2025-09-15
  • VA RA
    APPROVED
    Since 2024-09-13
  • CA RA
    APPROVED
    Since 2016-10-26
  • TX RA
    APPROVED
    Since 2016-10-26

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Oakland CA 07/2008 10/2016
Ubs Financial Services Inc Walnut Creek CA 10/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-25
S65 Uniform Investment Adviser Law Examination 2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    2008-08-25
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
Designations
Other Names
  • Christopher Sterling Gee

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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