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Dawn Noel Evans

Edward Jones

Daphne, AL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
  • TX RA
    APPROVED_RES
    Since 2022-11-29

Branch Locations

1745 Main Street Suite A, Daphne, AL 36526-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Mobile AL 10/2014 03/2017
Unemployed Daphne AL 03/2017 10/2017
Pier 1 Daphne AL 10/2017 03/2018
Transportation Safety Services Daphne AL 03/2018 05/2018
Ameriprise Financials Services, Inc Mobile AL 05/2018 08/2021
Edward Jones St Louis MO 11/2022 Present
Edward Jones St Louis MO 08/2021 11/2022
  • 10/2014 → 03/2017
    Morgan Stanley Smith Barney Llc
    Mobile, AL
  • 03/2017 → 10/2017
    Unemployed
    Daphne, AL
  • 10/2017 → 03/2018
    Pier 1
    Daphne, AL
  • 03/2018 → 05/2018
    Transportation Safety Services
    Daphne, AL
  • 05/2018 → 08/2021
    Ameriprise Financials Services, Inc
    Mobile, AL
  • 11/2022 → Present
    Edward Jones
    St Louis, MO
  • 08/2021 → 11/2022
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2007-01-22
Other Names
  • Dawn Noel Connor
  • Dawn Noel Evans-Wilson

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL
CHARLES SCHWAB & CO., INC. · Spanish Fort, AL
EAGLE STRATEGIES LLC · DAPHNE, AL
OSAIC WEALTH, INC. · DAPHNE, AL
EDWARD JONES · Spanish Fort, AL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · DAPHNE, AL

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