Kelli A Ann Price

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2012-12-11

KY RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2012-12-11

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Louisville, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Louisville	KY	06/2011	Present

06/2011 → Present

Ubs Financial Services Inc

Louisville, KY

Previous Registrations

2004-01-07 → 2011-06-20

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-08

S66 Uniform Combined State Law Examination

2001-06-08

Other Names

Kelli Ann Price

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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