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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2021-05-12 |
| AZ | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2021-05-03 |
Branch Locations
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Sioux Falls | SD | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 04/2021 |
| Rbc Capital Markets, Llc | Phoenix | AZ | 05/2021 | Present |
ROLSMA WITT PROPERTY 1 LLC; INVESTMENT RELATED; SIOUX FALLS, SD; OWNS RENTAL REAL ESTATE; CO-OWNER; START DATE 5/2003; 4 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INVT RELATED, OMAHA, NE, 100% OWNERSHIP WITH SPOUSE, START DATE 6/10/2003, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-18 |
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-29 |
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