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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-13 |
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
815 Ne Northgate Way, Seattle, WA 98125 • United States
1023 Ne 63Rd St, Seattle, WA 98115 • United States
6100 15Th Ave Nw, Seattle, WA 98107 • United States
4001 E Stevens Way Ne, Seattle, WA 98185 • United States
3124 W Mcgraw, Seattle, WA 98199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Seattle | WA | 06/2004 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Seattle | WA | 02/2026 | Present |
L&E Warren Family LLC; investment-related; Manson, WA; Vacation rental; Co-Owner with spouse; 12/1/2019; 0 hours/month; 0 hours/trading; hired management company to collect rent and maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-02 |
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