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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-01 |
| TX | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation, Inc | Alexandria | LA | 11/2005 | 10/2019 |
| Fsc Securities Corporation Ria | Atlanta | LA | 01/2007 | 10/2019 |
| Fsc Agency | Atlanta | LA | 11/2005 | 09/2019 |
| Lpl Financial Llc | Alexandria | LA | 10/2019 | Present |
1)10/1/19- FINANCIAL SOLUTIONS GROUP LLC- DBA for LPL Business (entity for LPL business)- Inv. Related - ALEXANDRIA VA- start date 03/26/2010-160hrs/mth 2)10/1/19 FSG HOLDINGS, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related - MEMBER- Alexandria LA - START DATE 03/25/2015- 0% 3) 10/1/19- O'Quin Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Alexandria, LA - start date 03/25/2015 -0% 4) 4/15/2021 - 4th Quarter Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/14/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-04 |
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