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Mario Charles Sclafani

LPl Enterprise, LLC

Shelton, CT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities New Milford CT 07/2014 12/2016
St Bernard Financial Services, Inc Russellville AR 01/2017 12/2018
Sclafani Insurance New Milford CT 12/2018 11/2020
Allstate Insurance Brewster NY 11/2020 06/2022
State Farm Insurance New Milford CT 07/2022 09/2022
State Farm Vp Management Corp New Milford CT 07/2022 09/2022
Pruco Securities Llc Shelton CT 11/2022 11/2024
The Prudential Insurance Company Of America Shelton CT 01/2022 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 07/2014 → 12/2016
    Newbridge Securities
    New Milford, CT
  • 01/2017 → 12/2018
    St Bernard Financial Services, Inc
    Russellville, AR
  • 12/2018 → 11/2020
    Sclafani Insurance
    New Milford, CT
  • 11/2020 → 06/2022
    Allstate Insurance
    Brewster, NY
  • 07/2022 → 09/2022
    State Farm Insurance
    New Milford, CT
  • 07/2022 → 09/2022
    State Farm Vp Management Corp
    New Milford, CT
  • 11/2022 → 11/2024
    Shelton, CT
  • 01/2022 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Shelton, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2005-07-06
  • S66 Uniform Combined State Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2005-07-06
Other Names
  • Mario Charles Sclafani Ii
  • Marc Charles
  • Mario Charles Sclafani Ii
  • Mario Sclafani

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