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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-11-04
  • WI RA
    APPROVED
    Since 2009-11-04

Branch Locations

7781 Elmwood Avenue Suite 110, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Madison WI 11/2009 Present
Raymond James Financial Service Advisors Madison WI 11/2009 Present
Lauri Sperfslage Llc Middleton WI 06/2016 Present
  • 11/2009 → Present
    Raymond James Financial Services
    Madison, WI
  • 11/2009 → Present
    Raymond James Financial Service Advisors
    Madison, WI
  • 06/2016 → Present
    Lauri Sperfslage Llc
    Middleton, WI
Previous Registrations
  • 2007-07-25 → 2009-11-03
    Uvest Financial Services Group, Inc.
    Madison, WI
    Middleton, WI
    Charlotte, NC
    Janesville, WI
    Janesville, WI
    Delavan, WI
    Lake Geneva, WI
Other Businesses

(1)Name of Business: Land (58.25 acres in CRP/160 acres total) Address: 2744 HWY 3, Greeley, IA, 52050, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 06/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Lauri Sperfslage LLC Address: 7781 Elmwood Ave Ste 110, Middleton, WI, 53562, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner LLC; Basic responsibilities of a Raymond James Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-02
S63 Uniform Securities Agent State Law Examination 2001-12-18
  • S66 Uniform Combined State Law Examination
    2009-01-02
  • S63 Uniform Securities Agent State Law Examination
    2001-12-18
Other Names
  • Lauri Ann Schrad

View on SEC IAPD

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