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Charles Anthony Marino

Charles Schwab & Co., Inc.

Chesterfield, MO

O'FAllon, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-26
  • MO RA
    APPROVED
    Since 2022-01-26

Branch Locations

1628 Clarkson Road, Chesterfield, MO 63017 • United States

4579 Highway K, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 03/2001 09/2018
Td Ameritrade, Inc. O'FAllon MO 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. O'FAllon MO 12/2022 Present
Charles Schwab Bank, Ssb O'FAllon MO 11/2023 Present
  • 03/2001 → 09/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    O'FAllon, MO
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    O'FAllon, MO
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    O'FAllon, MO
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    O'FAllon, MO
    Chesterfield, MO
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    O'FAllon, MO
    Chesterfield, MO
    Omaha, NE
  • 2017-01-31 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-31
S63 Uniform Securities Agent State Law Examination 2003-09-04
  • S66 Uniform Combined State Law Examination
    2017-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-09-04
Designations
Other Names
  • Charlie Anthony Marino
  • Charles A Marino
  • Charlie Marino

View on SEC IAPD

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Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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